The financial services industry is highly regulated, with authorities closely monitoring compliance and conduct to prevent fraud, misconduct and regulatory breaches. At Gherson, we provide expert legal advice and representation for individuals facing financial services investigations, ensuring your rights are protected and the best possible outcome is achieved.
The Financial Conduct Authority (FCA) is the UK’s primary regulator for financial services, tasked with ensuring compliance, preventing market abuse and protecting consumers. If you are under FCA investigation, it is crucial to seek expert legal advice to protect your rights and reputation. At Gherson, we specialise in providing robust defence and strategic guidance for individuals facing FCA scrutiny.
FCA investigations can arise from various circumstances, including:
The FCA has wide-ranging investigatory powers, including the ability to request documents, conduct interviews under caution and pursue enforcement actions.
Our experienced team offers comprehensive legal support across all aspects of financial services investigations:
Understanding your rights is critical when facing a financial services investigation by the FCA:
It is vital to seek legal advice as soon as you:
If you are facing a financial services investigation or need advice on regulatory compliance, contact Gherson today. Our expert team is here to provide tailored support and strategic defence.
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